DELFT
INVESTMENTS LIMITED
Stewardship Code Disclosure
Best Execution Policy
Complaints Policy
Data Protection Privacy Notice
Shareholder Rights Directive
MIFIDPRU 8 Disclosure
Under Rule 2.2.3R of the Financial Conduct Authority's (“FCA”) Conduct of Business Sourcebook, Delft Investment (“Delft” or “the Firm”), to the extent it is managing investments for a professional client (as defined by the FCA), is required to include a disclosure about the nature of its commitment to the UK Financial Reporting Council's Stewardship Code (the "Code") or, where it does not commit to the Code, explain its considered choice based on the Firm’s investment approach. The Code is a voluntary code and sets out a number of principles relating to engagement by investors in UK-listed companies.
Delft invests in a variety of asset classes in a variety of jurisdictions globally and exposure to UK- listed companies is relatively limited. Therefore, whilst Delft generally supports the objectives that underlie the Code, the nature of its investment strategy do not allow it to formally engage with investee companies through voting rights. The Firm has therefore chosen not to commit to the Code at this time.
Our Complaints Policy can be accessed here.
Delft Investments Limited is authorised and regulated by the Financial Conduct Authority [FRN 949232]
Our Data Protection Privacy Notice can be accessed here.
Under Conduct of Business Rule 2.2B.5R, a firm must either develop a formal engagement policy that meets the requirements of COBS 2.2B.7R or publicly disclose a clear and reasoned explanation of why it has chosen not to comply with any of the requirements.
Delft Investments invests in various asset classes in different jurisdictions globally. The nature of Delft’s investment strategy does not allow it to engage with investee companies through formal shareholder engagement. Delft does not exercise any voting rights or engage with other shareholders. Delft does not actively engage with investee companies as part of its investment proposition. On that basis, Delft has not developed a formal engagement policy for public disclosure.
Delft Investments Limited MIFIDPRU 8 Disclosure
Our MIFIDPRU 8 disclosure can be accessed here
Delft Investments Limited (“Delft”) is authorised and regulated by the Financial Conduct Authority (FCA). FRN 949232
Delft is a MiFID firm providing advisory and discretionary investment management services to a number of segregated accounts.